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Brent David Hurt

CRD# 1976536·Registered 1989 - 2014

Previously Registered: Being a previously registered professional could mean that Brent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brent David Hurt was a registered financial advisor. Brent was a previously registered financial professional and started their career in finance 1989 - 2014. Brent had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

REDRIDGE CAPITAL ADVISORS, LLC·CRD# 169381

RIA

Chicago, IL

June 18, 2014 - July 1, 2014

REDRIDGE SECURITIES, INC.·CRD# 45976

BD

Chicago, IL

March 16, 1999 - March 13, 2015

H.D. BRENT & COMPANY, INC.·CRD# 122884

RIA

Chicago, IL

October 9, 1998 - December 31, 2023

PROGRAM TRADING CORP.·CRD# 36740

BD

Boca Raton, FL

May 29, 1996 - June 7, 1999

STEIN, SHORE SECURITIES, INC.·CRD# 31294

BD

Orlando, FL

November 16, 1993 - May 10, 1996

EMANUEL AND COMPANY·CRD# 7309

BD

New York, NY

August 2, 1993 - November 5, 1993

FIRST MIDWEST SECURITIES, INC.·CRD# 21786

BD

Bloomington, IL

November 18, 1992 - June 24, 1993

CHATFIELD DEAN & CO., INC.·CRD# 14714

BD

Greenwood Village, CO

November 24, 1990 - October 15, 1992

THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691

BD

Denver, CO

August 22, 1989 - November 29, 1990

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Current Firm

RC

REDRIDGE CAPITAL ADVISORS, LLC

REDRIDGE CAPITAL ADVISORS, LLC

CRD#: 169381

Contact Information

Main Address

333 West Wacker Drive Suite 1620, Chicago, IL 60606

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE PRESIDENT AND 50% SHAREHOLDER OF SIEGEL, RAYMOND & BRENT, LTD., A BAHAMIAN CORPORATION WITH OFFICES AT ONE MILLARS COURT, NASSAU, BAHAMAS. THE BUSINESS OF THE COMPANY IS HOME CONSTRUCTION AND REAL ESTATE DEVELOPMENT. NONE OF ITS ACTIVATES ARE SECURITIES RELATED. THE COMPANY WAS FORMED IN 1999. MY DUTIES ARE PRIMARILY CONSTRUCTION MANAGEMENT IN NATURE (I AM A LICENSED CIVIL ENGINEER). I WORK ON THIS PROJECT ABOUT 20% OF THE TIME. I AM THE PRESIDENT AND 50% SHAREHOLDER OF HOOPER'S BAY VISTA, LTD., A BAHAMIAN CORPORATION WITH OFFICES AT ONE MILLARS COURT, NASSAU, BAHAMAS. THE BUSINESS OF THE COMPANY IS CURRENTLY PASSIVE LAND OWNERSHIP. NONE OF ITS CURRENT ACTIVITIES ARE SECURITIES RELATED. THE COMPANY WAS FORMED IN 1999. I WORK ON THIS PROJECT ABOUT 20% OF THE TIME. HD BRENT & COMPANY, INC.; INVESTMENT RELATED; 208 S. LASALLE, STE 1602, CHICAGO, IL 60604; PRESIDENT / INVESTMENT ADVISOR REP; 12/1997; APPROX 48 HOURS / MONTH; 2-3 HOURS DURING TRADING HOURS EACH DAY REDRIDGE SECURITIES, INC.; INVESTMENT RELATED; 208 S. LASALLE, STE 1602, CHICAGO, IL 60604; PRESIDENT / REGISTERED REP; 12/1997; APPROX 48 HOURS / MONTH; 2-3 HOURS DURING TRADING HOURS EACH DAY

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1989About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1998About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1995About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BH

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