Kevin S. Hilliard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Seth Clifton Hilliard, who also goes by Kevin Seth Hilliard, Kevin Seth Cliffton Hilliard, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1995 - June 23, 1995
ROTHSCHILD GLOBAL INVESTMENTS, INC.
January 30, 1995 - February 24, 1995
JASON MACKENZIE SECURITIES, INC.
September 6, 1991 - December 16, 1991
ECKARD INVESTMENT SERVICES, INC.
December 22, 1989 - September 16, 1991
KINLAW SECURITIES CORPORATION
October 11, 1989 - November 6, 1989
HORIZON CAPITAL, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROTHSCHILD GLOBAL INVESTMENTS, INC.
CRD#: 16700 / SEC#: , 8-34173
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
