Michael W. Harling
Professional summary
Michael William Harling is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 50, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael William Harling's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2001 - Present
MUNICIPAL CAPITAL MARKETS GROUP, INC.
Office #1: 5220 Spring Valley Rd Ste 522, Dallas, TX 75254Office #2: 5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254October 15, 1991 - April 10, 2001
UNICAPITAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2001)
(3/7/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353Dallas, TX 75254TRUST BUT VERIFY
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