VS

Vladimir Shtutman

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CRD#: 1976254
VS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vladimir Shtutman, who also goes by Vova Shtulman, Valdimir Shtutman, was a registered financial professional .

Vladimir is a previously registered financial professional and started their career in finance in 1992. Vladimir had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vova Shtulman | Valdimir Shtutman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 12, 1997 - January 6, 1998

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

July 5, 1996 - November 11, 1996

SAN CLEMENTE SECURITIES, INC.

BD
CRD#: 21895
SAN CLEMENTE, CA
Past

March 4, 1996 - June 14, 1996

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

December 8, 1995 - January 31, 1996

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

March 20, 1995 - December 6, 1995

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

January 12, 1994 - March 10, 1995

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
NEW YORK, NY
Past

September 13, 1993 - January 21, 1994

BUTTONWOOD SECURITIES, INC.

BD
CRD#: 18420
NEW YORK, NY
Past

April 21, 1993 - September 13, 1993

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

November 11, 1992 - May 3, 1993

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY
Past

October 22, 1992 - November 24, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/1994
General Securities Principal Examination

Current Firm


GE
GLOBAL EQUITIES GROUP INC
GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: , 8-46197

BD
Terminated by SEC on 03/13/1998
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Contact information


Main Address
Mailing Address
Phone number
Established
Colorado since 06/05/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL EQUITIES GROUP INC

CRD#: 34039

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