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Vladimir Shtutman

CRD# 1976254·Registered 1992 - 1998
Previously Registered: Being a previously registered professional could mean that Vladimir is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vladimir Shtutman, who also goes by Vova Shtulman, Valdimir Shtutman, was a registered financial advisor. Vladimir was a previously registered financial professional and started their career in finance 1992 - 1998. Vladimir had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vova Shtulman, Valdimir Shtutman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
November 12, 1997 - January 6, 1998
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
BD
San Clemente, CA
July 5, 1996 - November 11, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
March 4, 1996 - June 14, 1996
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
December 8, 1995 - January 31, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
March 20, 1995 - December 6, 1995
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
January 12, 1994 - March 10, 1995
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
September 13, 1993 - January 21, 1994
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
April 21, 1993 - September 13, 1993
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
November 11, 1992 - May 3, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 22, 1992 - November 24, 1992

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Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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