James Vincent Wallerius
Professional Summary
James Vincent Wallerius is a registered financial advisor currently at SYSTEMATIC FINANCIAL MANAGEMENT LP located in Jacksonville, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
SYSTEMATIC FINANCIAL MANAGEMENT LP
Contact Information
Main Address
300 Frank W Burr Blvd 7th Fl Glenpointe East, Teaneck, NJ 07666Phone Number
(201) 928-1982# of Employees
22SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
177AUM (Assets Under Management)
$4,206,539,621Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SYSTEMATIC FINANCIAL MANAGEMENT LP
State Registrations and Notice Filings
(6/25/2002)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Vincent Wallerius's CRS (Customer Relationship Summary).
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