James V. Wallerius

SYSTEMATIC FINANCIAL MANAGEMENT LP

AMELIA ISLAND, FL

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CRD#: 1976241

Professional summary

James Vincent Wallerius is a registered financial advisor currently at SYSTEMATIC FINANCIAL MANAGEMENT LP located in Amelia Island, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Vincent Wallerius's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2002 - Present

SYSTEMATIC FINANCIAL MANAGEMENT LP

RIA

CRD#: 106146

AMELIA ISLAND, FL

Past

March 19, 2002 - July 23, 2019

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

February 27, 2002 - June 18, 2002

SYSTEMATIC FINANCIAL MANAGEMENT LP

RIA

CRD#: 106146

TEANECK, NJ

Past

April 12, 1996 - March 8, 2000

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 16, 1989 - June 26, 1995

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYSTEMATIC FINANCIAL MANAGEMENT LP

CRD#: 106146 / SEC#: 801-48908

RIA

Registered Investment Advisory firm - (4/10/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/25/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/13/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SYSTEMATIC FINANCIAL MANAGEMENT LP

CRD#: 106146 / SEC#: 801-48908

RIA

Registered Investment Advisory firm - (4/10/1995 Approved)

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Contact information

Main Address

300 Frank W Burr Blvd 7th Fl Glenpointe East, Teaneck, NJ 07666

Mailing Address

Phone number

(201) 928-1982

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYSTEMATIC FINANCIAL MANAGEMENT, L.P. BROCHURE - MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 3,903,107,908

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James V. Wallerius

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Vincent Wallerius's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMG DISTRIBUTORS, INC.

SYSTEMATIC FINANCIAL MANAGEMENT LP

WALNUT STREET SECURITIES, INC.

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

SYSTEMATIC FINANCIAL MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/1995

Series 63

Date: 9/8/1989

SIE

Date: 10/1/2018

Series 6

Date: 11/13/1989

Current Firm

SYSTEMATIC FINANCIAL MANAGEMENT LP

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYSTEMATIC FINANCIAL MANAGEMENT LP

TRUST BUT VERIFY

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