Patrick J. Carolan

ENDEAVOUR INVESTMENT PARTNERS

HINGHAM, MA 02043

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CRD#: 1975991

Professional summary

Patrick James Carolan, who also goes by Patrick James Carolan Jr, Patrick James Carolan Jr., is a registered financial advisor currently at ENDEAVOUR INVESTMENT PARTNERS, LLC located in Hingham, Massachusetts and INVESTMENT PLANNERS, INC. located in Decatur, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick James Carolan Jr | Patrick James Carolan Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ENDEAVOUR INVESTMENT PARTNERS, LLC,SCITUATE, MA; START DATE 07/2006; MANAGING PARTNER; MARKETING AND CONSULTING FOR INVESTMENT MANAGERS AND SALES TO INTERMEDIARIES AND INSTITUTIONAL CONSULTANTS; 40+ HR/WK; OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Carolan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2008 - Present

ENDEAVOUR INVESTMENT PARTNERS, LLC

Office #1: 94 Station Street, Hingham, MA 02043

RIA

CRD#: 147503

HINGHAM, MA

Current

October 20, 2008 - Present

INVESTMENT PLANNERS, INC.

Office #1: 226 W. Eldorado Street, Decatur, IL 62522

CRD#: 18557

Decatur, IL

Past

December 8, 2006 - July 19, 2007

FORESIDE FUND SERVICES, LLC

CRD#: 46106

HINGHAM, MA

Past

March 27, 2003 - April 2, 2004

CENTURY CAPITAL MANAGEMENT INC

RIA

CRD#: 106859

BOSTON, MA

Past

October 5, 2000 - July 31, 2006

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BOSTON, MA

Past

October 16, 1998 - October 14, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

October 18, 1993 - December 5, 1997

GT GLOBAL, INC.

CRD#: 19587

SAN FRANCISCO, CA

Past

January 22, 1993 - September 9, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 22, 1989 - January 22, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 1989 - January 22, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2022)

Massachusetts
(10/20/2008)

IAR

Massachusetts
(11/19/2008)

New York
(1/2/2015)

IAR

Texas
(1/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/2/2023

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ENDEAVOUR INVESTMENT PARTNERS, LLC

CRD#: 147503 / SEC#:

Massachusetts

Registered Investment Advisory firm - (11/19/2008 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2015 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scituate, MA

Mailing Address

Phone number

(781) 749-6040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Carolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Carolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PLANNERS, INC.

FORESIDE FUND SERVICES, LLC

CENTURY CAPITAL MANAGEMENT INC

FORESIDE FUND SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

GT GLOBAL, INC.

INVEST FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2008

Series 63

Date: 9/5/1989

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1989

Series 26

Date: 1/2/2023

Series 24

Date: 5/15/1997

FINRA

Current Firm

ENDEAVOUR INVESTMENT PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

ENDEAVOUR INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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