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RD

Robert L. Dudiak

MENSURA SECURITIES
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 1975929
RD

Professional summary


Robert Louis Dudiak, who also goes by Bob Dudiak, is a registered financial professional currently at MENSURA SECURITIES, LLC located in Atlanta, Georgia.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Dudiak

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Louis Dudiak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 23, 2009 - Present

MENSURA SECURITIES, LLC

Office #1: 3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
BD
CRD#: 150064
Atlanta, GA
Past

December 17, 2003 - June 20, 2007

NEVIS SECURITIES, LLC

BD
CRD#: 127981
ATLANTA, GA
Past

January 2, 1998 - December 31, 2001

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

October 24, 1994 - January 2, 1998

SUNTRUST CAPITAL MARKETS, INC.

BD
CRD#: 36888
ATLANTA, GA
Past

August 22, 1989 - October 24, 1994

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/9/2012)
RR
Georgia
(11/12/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 4/6/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


MS
MENSURA SECURITIES, LLC
MENSURA SECURITIES, LLC

CRD#: 150064 / SEC#: , 8-68210

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Mailing Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Phone number
(404) 939-9099
Established
Delaware since 02/09/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MENSURA HOLDINGS, LLCLLC MEMBER
DUDIAK, ROBERT LOUISPRINCIPAL1975929
GRAHAM, ALEXANDER MCCARGOPRINCIPAL / PRESIDENT/CEO5657630
VAN NORT, PETER STAUBFINOP/CHIEF COMPLIANCE OFFICER/PRINCIPAL/PFO/POO2025103

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MENSURA SECURITIES, LLC

CRD#: 150064Atlanta, GA 30305

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