Robert L. Dudiak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Dudiak, who also goes by Bob Dudiak, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2009 - July 31, 2026
MENSURA SECURITIES, LLC
December 17, 2003 - June 20, 2007
NEVIS SECURITIES, LLC
January 2, 1998 - December 31, 2001
TRUIST SECURITIES, INC.
October 24, 1994 - January 2, 1998
SUNTRUST CAPITAL MARKETS, INC.
August 22, 1989 - October 24, 1994
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 11/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MENSURA SECURITIES, LLC
CRD#: 150064 / SEC#: , 8-68210
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
