Mauricio Pinto De Magalhaes
Professional summary
Mauricio Pinto De Magalhaes, who also goes by Mauricio Pinto Demagalhaes Jr, Mauricio Pinto Jr Demagalhaes, Mauricio Pinto De Magalha Filho, Mauricio Pintodemagalhaes Filho, Mauricio Pinto Magalhaes, Mauricio Pinto De Magalhaes, Mauricio Pintode Magalhaes, Mauricio Mogalhaes, Mauricio Pinto De Magalhaes, Mauricio Pinto De Magalhaes Filho, is a registered financial advisor currently at FIGA CAPITAL MANAGEMENT LLC. located in Coral Gables, Florida.
Mauricio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mauricio has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mauricio Pinto De Magalhaes's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2023 - Present
FIGA CAPITAL MANAGEMENT LLC.
January 31, 2017 - March 9, 2017
MORGAN STANLEY
November 7, 2011 - June 28, 2016
UBS FINANCIAL SERVICES INC.
August 26, 2011 - June 28, 2016
UBS FINANCIAL SERVICES INC.
February 10, 2009 - August 8, 2011
STANCHART SECURITIES INTERNATIONAL, INC.
June 15, 2004 - September 30, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
September 16, 1998 - October 15, 1998
CETERA WEALTH SERVICES, LLC
May 9, 1997 - November 14, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1996 - April 3, 1997
UNITED AMERICAN INTERNATIONAL, INC.
July 30, 1992 - September 20, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/13/2023)
Exams
Current Firm
FIGA CAPITAL MANAGEMENT LLC.
CRD#: 326589 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 32,747,517 |
Red Flags
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