Sean V. Farrell
Professional summary
Sean Vincent Farrell Sr., who also goes by Sean VIncent Farrell, Sean Farrell, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1990. Sean has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Vincent Farrell Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 10 East 40th Street 26th Floor, New York, NY 10016Office #2: 10 E. 40th Street 26th Floor, New York, NY 10016Office #3: 41 West Putnam Avenue 3rd Floor, Greenwich, CT 06830January 7, 2022 - March 25, 2024
LOOP CAPITAL MARKETS LLC
September 26, 2019 - January 10, 2022
GUGGENHEIM SECURITIES, LLC
March 6, 2019 - September 17, 2019
MIRAE ASSET SECURITIES (USA) INC.
June 13, 2011 - January 4, 2016
CRT CAPITAL GROUP LLC
September 4, 2009 - March 14, 2011
BNP PARIBAS SECURITIES CORP.
February 24, 2009 - September 14, 2009
BEACON CAPITAL MARKETS, LLC
October 30, 2001 - August 8, 2008
COUNTRYWIDE SECURITIES CORPORATION
February 6, 2001 - May 17, 2001
OPPENHEIMER & CO. INC.
September 14, 2000 - December 5, 2000
COMMERZ MARKETS LLC
June 29, 1998 - June 16, 1999
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
February 8, 1995 - September 2, 1997
SBC WARBURG, INC.
March 20, 1990 - January 16, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
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Exams
FINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
