Peter Mathew Silbo
Professional Summary
Peter Mathew Silbo is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Meriden, Connecticut. Peter is registered as a RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 7 firms and has passed the SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
Contact Information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858Phone Number
(203) 599-6000Established
Connecticut since 04/07/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
1,839SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | — |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| REID, SHANNON | DIRECTOR | 4815189 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory Assets Under Management
Total Number of Accounts
11,892AUM (Assets Under Management)
$6,494,001,878Disclosures
Regulatory Event
9Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
Primary Firm SEC Registration
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2013About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2013About the Series 26 examSRO Registrations
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Peter Mathew Silbo's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
FINANCIAL RESOURCES GROUP, LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
SOUNDVIEW PRIVATE WEALTH ADVISORS