Christopher S. Scaring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Stephen Scaring, who also goes by Christopher S Scaring, Christopher Scaring, Christopher Stephen Stephen Scaring, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 12 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2017 - November 5, 2021
WHITAKER SECURITIES LLC
August 29, 2014 - June 21, 2016
UBS SECURITIES LLC
November 2, 2009 - September 16, 2014
CREDIT SUISSE SECURITIES (USA) LLC
April 18, 2007 - November 3, 2009
MORGAN STANLEY & CO. LLC
December 14, 2006 - January 9, 2007
MERRILL LYNCH GOVERNMENT SECURITIES INC.
May 13, 2006 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2004 - November 9, 2005
J.P. MORGAN SECURITIES LLC
May 9, 2001 - March 29, 2004
HSBC SECURITIES (USA) INC.
March 15, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
March 15, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
July 10, 1992 - April 12, 2001
LEHMAN BROTHERS INC.
March 20, 1990 - June 11, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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