Geoffrey I. Kanner

KANNER FINANCIAL SERVICES LLC

North Haven, CT 06473

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CRD#: 1975417

Professional summary

Geoffrey Ira Kanner, CFP®, who also goes by Geoff Kanner, is a registered financial advisor currently at KANNER FINANCIAL SERVICES LLC located in North Haven, Connecticut.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Geoffrey has worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Kanner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUSTICE OF THE PEACE, 1 HOUR PER MONTH, SINCE 1996, NOT INVESTMENT RELATED INSURANCE AGENT, 1 HOURS PER MONTH, SINCE 1986, NOT INVESTMENT RELATED NOTARY, 0 HOURS PER MONTH (1-2 TIMES PER YEAR), NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Ira Kanner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 31, 2007 - Present

KANNER FINANCIAL SERVICES LLC

Office #1: 116 Washington Ave Third Floor, North Haven, CT 06473

RIA

CRD#: 144954

North Haven, CT

Past

November 24, 2004 - July 31, 2007

CFS SECURITIES, INC.

CRD#: 46201

HAMDEN, CT

Past

November 15, 2004 - July 31, 2007

COOPER FINANCIAL SERVICES, INC.

RIA

CRD#: 104671

HAMDEN, CT

Past

January 22, 2001 - December 20, 2002

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

May 3, 1999 - January 22, 2001

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

October 17, 1995 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 29, 1989 - April 20, 1995

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/31/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/23/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/15/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KANNER FINANCIAL SERVICES LLC

KANNER FINANCIAL SERVICES LLC | KANNER FINANCIAL SERVICES, LLC

CRD#: 144954 / SEC#:

Connecticut

Registered Investment Advisory firm - (8/31/2007 Approved)

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Contact information

Main Address

116 Washington Ave Third Floor, North Haven, CT 06473

Mailing Address

Phone number

(203) 239-5370

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 101,684,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Geoffrey I. Kanner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Ira Kanner's CRS (Customer Relationship Summary).

Certified licenses

Experience

KANNER FINANCIAL SERVICES LLC

CFS SECURITIES, INC.

COOPER FINANCIAL SERVICES, INC.

LIFEMARK SECURITIES CORP.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/2004

Series 6

Date: 8/23/1989

Series 26

Date: 9/15/2006

Current Firm

KANNER FINANCIAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KANNER FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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