Robert K. Thompson
HARVEST INVESTMENT SERVICES
Palos Hills, IL 60465
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CRD#: 1975407
Professional summary
Robert Kennedy Thompson, AIF®, CFP®, who also goes by Bob Thompson, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Palos Hills, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) (dba) PROGRESSIVE FINANCIAL PLANNING SERVICES INC; Investment Related; 9944 S. Roberts Road, Suite 108, Palos Hills, IL 60465; Independent Financial Planning Practice; President; Start Date 07/1984; 40 hours per month; Provide insurance and all advisory and planning services through Concourse Financial Group Securities. (2) OAK LAWN PUBLIC LIBRARY FOUNDATION; Non-Investment Related; 9427 S Raymond Avenue, Oak Lawn, IL 60453; Foundation; Board President-Chair; Start Date 10/2008; 4 hours per month; Conduct meetings of the board of trustees on a quarterly basis; I serve on the Investment Sub-Committee. (3) VIRTU BROADBAND LLC; Non-Investment Related; 111 Ocean Blvd #400, Long Beach, CA 90802; Board Member; Advisory Board Member; Start Date 02/2022; 3-5 hours per month with hours per month occurring during trading hours varying; I serve as a consultant to the Virtu Broadband management team providing guidance and support in growth and advancement of the company. (4) MIDLAND STATES BANK, 225 W. Washington St. Ste 1650, Chicago, IL 60606; Banking/Trust; Retirement Plan Officer/Consultant; I sell proprietary retirement plans for the bank; 30-40 hours per week. (5) LIVING FAITH COMMUNITY CHURCH; not for profit, religious organization; Moderator of Church Council of Leaders; I run monthly Council of Leaders meetings, conduct business of Church; 10 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Kennedy Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
November 27, 2023 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 9944 S. Roberts Road Suite 108, Palos Hills, IL 60465RIA
CRD#: 159390
Palos Hills, IL
Past
November 2, 2023 - November 3, 2023
HARVEST INVESTMENT SERVICES, LLC
RIA
CRD#: 159390
OAKBROOK TERRACE, IL
Past
January 15, 2015 - July 30, 2018
HARVEST INVESTMENT SERVICES, LLC
RIA
CRD#: 159390
OAKBROOK TERRACE, IL
Past
March 31, 2000 - October 9, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Palos Hills, IL
Past
September 1, 1999 - October 9, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Palos Hills, IL
Past
May 20, 1998 - September 17, 1999
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
ISELIN, NJ
Past
March 31, 1998 - August 12, 1998
EMISSARY FINANCIAL GROUP, INC.
BD
CRD#: 44568
MENTOR, OH
Past
September 19, 1989 - March 17, 1998
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
