Randy K. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Kam Cox was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1989. Randy had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2017 - January 17, 2023
COREBRIDGE CAPITAL SERVICES, INC.
January 3, 2013 - May 21, 2015
PRUCO SECURITIES, LLC.
September 7, 2011 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
October 20, 1998 - June 14, 2011
NYLIFE SECURITIES LLC
October 21, 1991 - June 26, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 21, 1991 - June 26, 1996
EQUITABLE ADVISORS, LLC
August 22, 1989 - January 30, 1990
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
