Robert L. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert L Ford was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2019 - December 31, 2021
TREE LINE CAPITAL, LLC
February 15, 2018 - December 31, 2018
TREE LINE CAPITAL, LLC
February 11, 2016 - December 31, 2017
TREE LINE CAPITAL, LLC
July 13, 2009 - September 30, 2015
WFG ADVISORS, LP
August 6, 2004 - September 30, 2009
CENTURY ADVISORS, LLC
June 18, 2004 - September 30, 2015
WFG INVESTMENTS, INC.
June 13, 2001 - June 10, 2004
SPELMAN & CO., INC.
May 24, 1999 - June 10, 2004
SPELMAN & CO., INC.
May 8, 1997 - June 2, 1999
CENTURY INVESTMENT GROUP INCORPORATED
September 6, 1994 - May 5, 1997
BARRON CHASE SECURITIES, INC.
August 22, 1989 - September 10, 1994
AMERICAN TRADING SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TREE LINE CAPITAL, LLC
CRD#: 282456 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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