Marc D. Winthrop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc David Winthrop MR. was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2001. Marc had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - November 7, 2025
CREATIS CAPITAL LLC
June 28, 2011 - August 10, 2016
STILLPOINT CAPITAL, LLC
March 13, 2001 - July 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CREATIS CAPITAL LLC
CRD#: 131986 / SEC#: , 8-66533
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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