Barbara M. Reinhard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Mooney Reinhard, who also goes by Barbara Mary Mooney, Barbara M Reinhard, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1991. Barbara had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2016 - January 20, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 25, 2011 - April 19, 2016
CREDIT SUISSE SECURITIES (USA) LLC
August 31, 2010 - July 26, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 1, 2009 - August 20, 2010
MORGAN STANLEY
October 14, 1991 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
