Justin D. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Darin Porter, who also goes by Darin Porter, Jd Porter, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1989. Justin had worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2015 - December 1, 2021
J.P. MORGAN SECURITIES LLC
March 6, 2015 - December 1, 2021
J.P. MORGAN SECURITIES LLC
July 2, 2013 - March 6, 2015
EQUITY SERVICES, INC.
June 21, 2013 - March 6, 2015
EQUITY SERVICES, INC.
April 29, 2013 - July 1, 2013
MORGAN STANLEY
April 4, 2013 - July 1, 2013
MORGAN STANLEY
March 26, 2012 - August 27, 2012
CAPSTONE INVESTMENTS
November 1, 2010 - November 2, 2010
COWEN PRIME SERVICES LLC
November 1, 2010 - December 2, 2011
MF GLOBAL INC.
March 16, 2009 - November 2, 2010
SANDERS MORRIS LLC
August 6, 2008 - March 16, 2009
STANFORD GROUP COMPANY
November 17, 2004 - April 16, 2007
THINKEQUITY LLC
January 12, 2004 - November 10, 2004
UBS CAPITAL MARKETS L.P.
April 1, 2003 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
February 23, 2001 - April 16, 2003
UBS FINANCIAL SERVICES INC.
August 31, 1998 - March 7, 2001
UBS SECURITIES LLC
January 28, 1995 - September 8, 1998
UBS FINANCIAL SERVICES INC.
April 24, 1990 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
August 22, 1989 - April 7, 1990
ROBERT W. BAIRD & CO. INCORPORATED
August 22, 1989 - April 7, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
