Matthew H. Buckard

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CRD#: 1974839

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Hall Buckard was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1989. Matthew had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 9, 2013 - December 12, 2019

EZE CASTLE TRANSACTION SERVICES LLC

CRD#: 132246

WALTHAM, MA

Past

May 10, 2011 - April 5, 2013

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

July 31, 2009 - April 30, 2010

ARITAS SECURITIES LLC

CRD#: 128453

NEW HOPE, PA

Past

July 17, 2008 - January 4, 2010

MILSTREAM SECURITIES LLC

CRD#: 38771

NEW HOPE, PA

Past

March 13, 2007 - June 29, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 18, 2005 - March 13, 2007

LAVA TRADING, INC.

CRD#: 133804

NEW YORK, NY

Past

February 22, 2005 - July 20, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 17, 2000 - August 20, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

July 14, 1994 - March 10, 1995

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

August 23, 1989 - November 28, 1989

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/21/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/6/2000

General Securities Principal Examination

Current Firm

EZE CASTLE TRANSACTION SERVICES LLC

EZE CASTLE TRANSACTION SERVICES LLC | EZE CASTLE TRANSACTION SERVICES, INC.

CRD#: 132246 / SEC#: , 8-66577

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

500 Totten Pond Road 2nd Floor, Waltham, MA, 02451

Mailing Address

500 Totten Pond Road 2nd Floor, Waltham, MA, 02451

Phone number

(617) 574-5459

Established

Delaware since 10/02/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EZE CASTLE SOFTWARE LLC	MEMBER
DITTA, DAVID V	MANAGER AND EXECUTIVE MANAGING DIRECTOR	3184921
DOHERTY, JOSEPH MICHAEL	PRESIDENT	4895292
DOHERTY, JOSEPH MICHAEL	MANAGER AND MANAGING DIRECTOR	4895292
DOHERTY, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	4895292
STUCKY, TODD DOUGLAS	FINOP	1551348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew H. Buckard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COWEN EXECUTION SERVICES LLC

ARITAS SECURITIES LLC

MILSTREAM SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

LAVA TRADING, INC.

CITIGROUP GLOBAL MARKETS INC.

LIGHTSPEED PROFESSIONAL TRADING LLC

TULLETT PREBON FINANCIAL SERVICES LLC

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/2006

SIE

Date: 10/1/2018

Series 55

Date: 4/21/2006

Series 7

Date: 1/13/2000

Series 6

Date: 8/22/1989

Series 24

Date: 7/6/2000

Current Firm

EZE CASTLE TRANSACTION SERVICES LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EZE CASTLE TRANSACTION SERVICES LLC

TRUST BUT VERIFY

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