Robert J. Macmath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Macmath, who also goes by Bob Macmath, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - December 31, 2015
GROVE POINT INVESTMENTS, LLC
June 6, 2012 - October 17, 2016
SALEM ADVISORY GROUP LLC
July 26, 2011 - April 25, 2012
PEOPLE'S SECURITIES, INC.
December 14, 2009 - April 25, 2012
PEOPLE'S SECURITIES, INC.
January 1, 2005 - June 26, 2009
BANCNORTH INVESTMENT GROUP, INC.
July 24, 2002 - June 26, 2009
CETERA INVESTMENT SERVICES LLC
June 6, 2001 - January 1, 2005
CETERA INVESTMENT SERVICES LLC
October 31, 1997 - June 6, 2001
COMPULIFE INVESTOR SERVICES, INC.
April 18, 1997 - November 11, 1997
CETERA WEALTH SERVICES, LLC
August 22, 1989 - May 8, 1997
IDS LIFE INSURANCE COMPANY
August 22, 1989 - May 8, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
