Donna J. Hudi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Jean Hudi, who also goes by Donna J Depew, Donna Jean Holley, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1995. Donna had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2002 - October 23, 2013
HARRIS ASSOCIATES SECURITIES L.P.
July 7, 1999 - March 2, 2000
CHARLES SCHWAB & CO., INC.
September 30, 1997 - June 21, 1999
COLLIERS SECURITIES LLC
May 19, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
December 22, 1995 - May 15, 1997
VOYAGEUR INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARRIS ASSOCIATES SECURITIES L.P.
CRD#: 6959 / SEC#: , 8-19988
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS ASSOCIATES L.P. | LIMITED PARTNER | |
| HARRIS ASSOCIATES INC. | GENERAL PARTNER | |
| KELLER, CHRISTOPHER WOLFGANG | PRESIDENT | 2865184 |
| PIETRAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 4278774 |
| WEBER, ZACHARY DAVID | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5483343 |
| WRIGHT, RANA JEWEL | CHIEF LEGAL AND ADMINISTRATIVE OFFICER | 6357277 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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