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Brett Howard Hamburger

CRD# 1974666·Registered 1989 - 1996
Barred: Brett Howard Hamburger was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Brett Howard Hamburger was a registered financial advisor. Brett was a previously registered financial professional and started their career in finance 1989 - 1996. Brett had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
July 25, 1996 - November 27, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
April 24, 1995 - October 9, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
December 21, 1993 - June 10, 1994
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
July 26, 1993 - September 20, 1993
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
May 5, 1993 - July 23, 1993
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
June 24, 1992 - October 9, 1992
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 7, 1991 - January 15, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 6, 1990 - November 24, 1990
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
February 6, 1990 - April 7, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
August 31, 1989 - February 14, 1990

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Current Firm

ES
EURO-ATLANTIC SECURITIES INC.

BMT, INC. | EURO-ATLANTIC SECURITIES INC. | BREEN & MARONEY, INC.

CRD#: 21367 / SEC#: 8-38870
BD
Revoked by SEC on 01/24/2002

Contact Information

Established

Florida since 10/12/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BH
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