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BH

Brett H. Hamburger

Some features on this profile are disabled
CRD#: 1974666
BH

Professional summary

Brett Howard Hamburger was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brett is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Brett had worked at 10 firms, which includes EURO-ATLANTIC SECURITIES INC., PACIFIC CORTEZ SECURITIES INCORPORATED, INVESTORS ASSOCIATES INC., LCP CAPITAL CORP., DUKE & CO. INC., GKN SECURITIES CORP., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., VANDERBILT SECURITIES INC., J. T. MORAN & CO. INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 25, 1996 - November 27, 1996

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

April 24, 1995 - October 9, 1995

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

December 21, 1993 - June 10, 1994

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

July 26, 1993 - September 20, 1993

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

May 5, 1993 - July 23, 1993

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

June 24, 1992 - October 9, 1992

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

January 7, 1991 - January 15, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 6, 1990 - November 24, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 6, 1990 - April 7, 1990

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

August 31, 1989 - February 14, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1989
General Securities Representative Examination

Current Firm

ES
EURO-ATLANTIC SECURITIES INC.
BMT, INC. | EURO-ATLANTIC SECURITIES INC. | BREEN & MARONEY, INC.

CRD#: 21367 / SEC#: , 8-38870

BD
Revoked by SEC on 01/24/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 10/12/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

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