James P. Mcilree
Professional summary
James Patrick Mcilree is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1989. James has worked at 12 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 16 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Mcilree's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2025 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119April 5, 2021 - March 7, 2025
DAWSON JAMES SECURITIES, INC.
January 13, 2020 - March 31, 2021
BRADLEY WOODS & CO. LTD.
July 9, 2013 - January 7, 2020
CHARDAN CAPITAL MARKETS LLC
October 17, 2011 - June 28, 2013
DOMINICK & DICKERMAN LLC
December 18, 2009 - October 26, 2011
MERRIMAN CAPITAL, INC.
May 9, 2002 - December 8, 2009
CANACCORD GENUITY SECURITIES LLC
November 9, 1999 - November 15, 2001
TUCKER ANTHONY INCORPORATED
February 5, 1999 - October 5, 1999
HCFP BRENNER SECURITIES, LLC
August 13, 1996 - February 5, 1999
LOEWENBAUM & COMPANY INCORPORATED
September 11, 1995 - June 27, 1996
KROLL SECURITIES LLC
September 4, 1990 - April 3, 1991
WELLS FARGO CLEARING SERVICES, LLC
December 19, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
(2/27/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
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