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CK

Clarissa D. Kravec

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CRD#: 1974566
CK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clarissa Demorizi Kravec, who also goes by Clarissa Michelle Burt, Clarissa Michelle Burt, Clarissa Michelle Demorizi, was a registered financial professional .

Clarissa is a previously registered financial professional and started their career in finance in 1989. Clarissa had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Clarissa Michelle Burt | Clarissa Michelle Burt | Clarissa Michelle Demorizi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 10, 2015 - February 5, 2016

CG CAPITAL MARKETS, LLC

BD
CRD#: 35513
Boca Raton, FL
Past

March 19, 2008 - June 9, 2015

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
FORT LAUDERDALE, FL
Past

June 1, 2001 - March 13, 2008

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

May 14, 1998 - June 6, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

May 13, 1997 - March 12, 1998

SUNCOAST CAPITAL GROUP, LTD.

BD
CRD#: 31214
FT. LAUDERDALE, FL
Past

October 19, 1995 - May 14, 1997

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY
Past

February 28, 1992 - July 5, 1995

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

September 19, 1990 - June 18, 1991

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 19, 1989 - January 13, 1990

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/9/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CC
CG CAPITAL MARKETS, LLC
CG CAPITAL MARKETS, LLC | VALLEY FORGE DISTRIBUTORS, INC. | VALLEY FORGE BROKERAGE, INC. | TAG SECURITIES, INC. | RUPAY-BARRINGTON SECURITIES CORPORATION

CRD#: 35513 / SEC#: , 8-46710

BD
Terminated by SEC on 02/01/2019
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 03/19/2015
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CG CAPITAL MARKETS HOLDINGS, LLCOWNER/MEMBER
HOUSE, DAVID WAYNECHIEF OPERATING OFFICER/PRESIDENT3005187
PASTINE, ARMAND RALPHCHIEF EXECUTIVE OFFICER/MANAGING MEMBER2257531
RENEO, PETERCHIEF COMPLIANCE OFFICER4502298
SINGER, STEVEN FREDERICCHIEF FINANCIAL OFFICER2360737

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CG CAPITAL MARKETS, LLC

CRD#: 35513

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