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Christopher Sean Kickham

CRD# 1974521·Registered 1991 - 2016
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Sean Kickham was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1991 - 2016. Christopher had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

MCNAMEE LAWRENCE SECURITIES, LLC·CRD# 46941
BD
Boston, MA
April 14, 2014 - May 13, 2016
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Boston, MA
August 30, 2007 - January 6, 2011
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
August 3, 2001 - January 7, 2011
CANTELLA & CO., INC.·CRD# 13905
BD
February 4, 1991 - March 27, 1991

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Current Firm

ML
MCNAMEE LAWRENCE SECURITIES, LLC

HIGH TECH CATALYSTS, INC. | MCNAMEE LAWRENCE SECURITIES, LLC | MCNAMEE LAWRENCE & CO. SECURITIES | MASTHEAD SECURITIES, INC.

CRD#: 46941 / SEC#: 8-51599
BD
Cancelled by SEC on 06/09/2022

Contact Information

Established

Delaware since 09/23/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MCNAMEE, LAWRENCE & COMPANY LLCSOLE MEMBER—
MCNAMEE, GILES WEBBPRESIDENT / FINOP / CHIEF COMPLIANCE OFFICER710349

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2005

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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