Valentino D. Lerum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valentino Diezmo Lerum, who also goes by Val Diezmo Lerum, was a registered financial professional .
Valentino is a previously registered financial professional and started their career in finance in 1991. Valentino had worked at 17 firms and has passed the Series 63, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2013 - August 11, 2014
S. GOLDMAN CAPITAL LLC
November 19, 2010 - November 1, 2012
UBS FINANCIAL SERVICES INC.
July 8, 2010 - July 12, 2010
TAFFERER TRADING, LLC
June 22, 2009 - August 27, 2009
PERSHING LLC
November 21, 2008 - June 16, 2009
E*TRADE SECURITIES LLC
February 29, 2008 - June 20, 2008
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
April 25, 2006 - November 21, 2006
G-2 TRADING,LLC
September 3, 2004 - January 2, 2007
CARLIN EQUITIES, LLC
July 23, 1998 - September 7, 2004
WALL STREET ACCESS
February 2, 1998 - May 5, 1998
ON-SITE TRADING, INC.
December 11, 1995 - December 10, 1997
VISTA SECURITIES INC.
October 10, 1995 - October 30, 1995
FIRST NEW YORK SECURITIES L.L.C.
May 6, 1994 - September 12, 1995
NEBRASKA HUDSON COMPANY, INC.
March 25, 1994 - April 18, 1994
CITICORP INVESTMENT SERVICES
February 19, 1993 - February 1, 1994
TD AMERITRADE, INC.
January 25, 1991 - July 25, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
S. GOLDMAN CAPITAL LLC
CRD#: 145107 / SEC#: , 8-67702
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
