Russell T. Doe

RUSSELL DOE FINANCIAL SERVICES

Burbank, CA 91505

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CRD#: 1974335

Professional summary

Russell Tupper Doe, CFP® is a registered financial advisor currently at RUSSELL DOE FINANCIAL SERVICES located in Burbank, California.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Russell has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)I'M AN INDEPENDENT CONTRACTOR FOR CPS INSURANCE SERVICES; START DATE 2004. (4)I'M AN INDEPENDENT CONTRACTOR FOR FINRA, START DATE 1999, I DEVOTE 5 HRS/MO TO ARBITRATE FINANCIAL CASES FOR FINRA. BUSINESS ADDRESS FOR ALL OF ABOVE: 3500 W OLIVE AVE#300, BURBANK, CA 91505. I'm also have a real estate management business and a small farm business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Tupper Doe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

May 24, 2018 - Present

RUSSELL DOE FINANCIAL SERVICES

Office #1: 3500 W. Olive Avenue, #300, Burbank, CA 91505

RIA

CRD#: 134840

Burbank, CA

Past

May 30, 2003 - October 7, 2014

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

BURBANK, CA

Past

April 16, 1997 - June 4, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 1, 1995 - April 16, 1997

LAGUNA SECURITIES, INC.

CRD#: 37547

NEWPORT BEACH, CA

Past

July 15, 1994 - August 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

CRD#: 10367

NEWPORT BEACH, CA

Past

September 19, 1989 - August 3, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 19, 1989 - August 3, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/1997

General Securities Principal Examination

Current Firm

RUSSELL DOE FINANCIAL SERVICES

DOE, RUSSELL TUPPER | SOLE PROPRIETOR, DOE, RUSSELL, TUPPER | RUSSELL DOE FINANCIAL SERVICES

CRD#: 134840 / SEC#:

California

Registered Investment Advisory firm - (7/22/1994 Approved)

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Contact information

Main Address

3500 W. Olive Avenue, #300, Burbank, CA 91505

Mailing Address

Phone number

(818) 367-5666

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 10,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Russell T. Doe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Tupper Doe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

SENTRA SECURITIES CORPORATION

LAGUNA SECURITIES, INC.

WEALTH RESOURCE CAPITAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2002

Series 63

Date: 4/3/1991

SIE

Date: 10/7/2014

Series 7

Date: 9/16/1989

Series 24

Date: 7/11/1997

Current Firm

RUSSELL DOE FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUSSELL DOE FINANCIAL SERVICES

TRUST BUT VERIFY

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