Christopher S. Gardner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Gardner was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2006 - January 11, 2018
BTIG, LLC
October 1, 1997 - March 4, 2003
BANC OF AMERICA SECURITIES LLC
June 21, 1995 - October 1, 1997
MONTGOMERY SECURITIES
January 23, 1992 - May 15, 1995
HAMBRECHT & QUIST LLC
November 6, 1989 - December 18, 1990
MORGAN STANLEY DW INC.
August 22, 1989 - August 30, 1989
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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