Gregory M. Teller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Marc Teller, who also goes by Gregory Teller, Gregory Marc Teller, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 13 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - June 25, 2025
STRATEGIC ADVISERS LLC
May 14, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 9, 2024 - June 25, 2025
FIDELITY BROKERAGE SERVICES LLC
July 12, 2019 - April 2, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
April 16, 2015 - December 13, 2017
MKM PARTNERS LLC
June 2, 2010 - April 22, 2015
STERNE, AGEE & LEACH, INC.
March 29, 2005 - May 19, 2010
JEFFERIES LLC
November 11, 1993 - April 7, 2005
CITIGROUP GLOBAL MARKETS INC.
May 11, 1993 - October 19, 1993
SCHONFELD SECURITIES, LLC
March 8, 1993 - May 19, 1993
BG CAPITAL, INC.
June 3, 1991 - March 15, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 5, 1990 - May 3, 1990
VANDERBILT SECURITIES, INC.
October 25, 1989 - February 15, 1990
J. T. MORAN & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
