Lauri P. Salverda
Professional summary
Lauri Penney Salverda, AIF®, CFA, CFP®, who also goes by Lauri Kay Penney, is a registered financial advisor currently at CASTLE ROCK FINANCIAL PLANNING, INC. located in Mendota Heights, Minnesota.
Lauri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Lauri has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lauri Penney Salverda's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
March 30, 2015 - Present
CASTLE ROCK FINANCIAL PLANNING, INC.
Office #1: 2267 Waters Drive, Mendota Heights, MN 55120January 1, 2015 - August 11, 2017
CLERESTORY ADVISORS, INC
June 24, 2002 - January 28, 2004
UBS FINANCIAL SERVICES INC.
November 3, 1989 - July 17, 1997
U.S. BANCORP INVESTMENTS, INC.
August 28, 1989 - November 3, 1989
FBS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2015)
Exams
Current Firm
CASTLE ROCK FINANCIAL PLANNING, INC.
CRD#: 174507 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 60,358,103 |
Red Flags
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Company Information
CASTLE ROCK FINANCIAL PLANNING, INC.
CRD#: 174507Mendota Heights, MN 55120TRUST BUT VERIFY
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