AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BL

Beth A. Loewy

Some features on this profile are disabled
CRD#: 1973615
BL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beth Ann Loewy was a registered financial professional .

Beth is a previously registered financial professional and started their career in finance in 1990. Beth had worked at 5 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 20, 2004 - April 9, 2013

STURDIVANT & CO. INC

BD
CRD#: 24583
MT. LAUREL, NJ
Past

October 1, 2000 - March 13, 2003

BROWN BROTHERS HARRIMAN & CO.

BD
CRD#: 104487
NEW YORK, NY
Past

May 11, 1992 - December 22, 1994

UBS SECURITIES LLC

BD
CRD#: 7654
Past

February 1, 1991 - May 7, 1992

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
Past

February 15, 1990 - January 11, 1991

FIRST MANHATTAN SECURITIES LLC

BD
CRD#: 1845

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/27/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/10/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 11/15/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 10/1/2000
General Securities Representative Examination

Current Firm

S&
STURDIVANT & CO. INC
LEGACY INVESTMENT ADVISORS | STURDIVANT & CO. INC. | STURDIVANT & CO. INC | STURDIVANT & CO INC | LEGACY INVESTMENT ADVISORS, LLC

CRD#: 24583 / SEC#: , 8-41204

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
603 Sheppard Road, Voorhees, NJ 08043
Mailing Address
603 Sheppard Road, Voorhees, NJ 08043
Phone number
(856) 751-1331
Established
New Jersey since 08/25/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
S & D FINANCIAL HOLDINGS LLCSHAREHOLDER
STURDIVANT INVESTORS GROUP, LLCSHAREHOLDER
DEKRAFFT, HARVEY RICHARDMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP1579931
GIBBS, CARL RICHARD JRPRESIDENT & CEO2487105

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STURDIVANT & CO. INC

CRD#: 24583

TRUST BUT VERIFY

Monitor Beth Loewy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.