Seymour J. Berman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seymour Jerome Berman, who also goes by Jerry Berman, Seymour J Berman, was a registered financial professional .
Seymour is a previously registered financial professional and started their career in finance in 1969. Seymour had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1987 - April 20, 1989
SG EQUITIES CORPORATION
October 28, 1985 - September 29, 1986
TNE INVESTMENT SERVICES CORPORATION
July 10, 1969 - November 14, 1983
LINSCO FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/18/1956
Registered Representative ExaminationCurrent Firm
SG EQUITIES CORPORATION
CRD#: 17900 / SEC#: , 8-35931
Contact information
Documents
Red Flags
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