Richard H. Schweickert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Henry Schweickert, who also goes by Richard Henry Schweickert Sr, Richard Sr Schweickert, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2009 - December 22, 2014
COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.
April 11, 2005 - June 24, 2009
DOLPHIN SECURITIES, INC.
February 20, 2003 - September 27, 2004
CINCINNATI ANALYSTS, INC.
March 8, 1993 - November 27, 1995
JOHN HANCOCK DISTRIBUTORS LLC
January 13, 1993 - February 14, 2003
DOLPHIN SECURITIES, INC.
August 9, 1990 - May 7, 1991
FULTON FERRACUTE CAPITAL CORP, INC.
August 22, 1989 - August 6, 1990
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.
CRD#: 140592 / SEC#: , 8-67324
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COOPERATIVE OF AMERICAN PHYSICIANS, INC. | DIRECT OWNER | |
| HOMER, WILLIAM GARY | PRESIDENT, CCO, AML-CO | 5137894 |
| SIEVERS, DAVID BEHR MD | DIRECTOR | 5234967 |
| THORNTON, STEVEN LEE | FINOP, CFO | 4496384 |
| THORNTON, STEVEN LEE | PRINCIPAL | 4496384 |
| WEIDNER, JAMES LAWRENCE | DIRECTOR | 5210163 |
| WEISSMAN, GLENN HARMON MD | DIRECTOR | 5234933 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
