Indra D. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Indra D Campbell, who also goes by Indra Ables, Indra Desir, Indra Desir Ables, was a registered financial professional .
Indra is a previously registered financial professional and started their career in finance in 1992. Indra had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 34, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2009 - May 31, 2018
ARCA CAPITAL INVESTMENTS, INC.
January 8, 2008 - March 26, 2009
LEVELX CAPITAL LLC
June 22, 2005 - February 11, 2008
LAFISE SECURITIES LLC
March 16, 2005 - February 11, 2008
LAFISE SECURITIES LLC
January 27, 1995 - April 6, 2005
CITIGROUP GLOBAL MARKETS INC.
January 20, 1995 - April 6, 2005
CITIGROUP GLOBAL MARKETS INC.
March 23, 1992 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/30/2014
Limited Representative-Equity Trader ExamCurrent Firm
ARCA CAPITAL INVESTMENTS, INC.
CRD#: 109819 / SEC#: , 8-53110
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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