Johnny M. Jordan
Professional summary
Johnny Marc Jordan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Johnny is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Johnny had worked at 3 firms, which includes AMERICAN EXPRESS SERVICE CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1992 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
July 21, 1989 - November 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 20, 1989 - November 17, 2004
IDS LIFE INSURANCE COMPANY
July 20, 1989 - November 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN EXPRESS SERVICE CORPORATION
CRD#: 10518 / SEC#: , 8-27456
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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