John L. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ludlow Terry III, who also goes by John Ludlow Terry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2018 - March 25, 2020
BROOKSTONE WEALTH ADVISORS, LLC
July 31, 2017 - July 27, 2018
CENTER STREET SECURITIES, INC.
August 18, 2015 - March 9, 2018
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
January 2, 2014 - August 13, 2015
CALTON & ASSOCIATES, INC.
November 19, 2012 - May 29, 2015
HIGH STREET ASSET MANAGEMENT, LLC
January 9, 2002 - December 31, 2013
HIGH STREET SECURITIES, INC.
January 6, 2000 - December 31, 2001
OXFORD FINANCIAL GROUP
May 16, 1997 - December 31, 1999
RUSHMORE SECURITIES CORPORATION
June 28, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 28, 1993 - May 21, 1997
SIGNATOR INVESTORS, INC.
July 24, 1989 - December 14, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 24, 1989 - December 14, 1989
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658 / SEC#: 801-67628
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/26/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658 / SEC#: 801-67628
Contact information
SEC notice filing (52 States and Territories)
Documents
Red Flags
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