RP
Richard E. Prozzo
DAVIDSON WEALTH MANAGEMENT LLC
FORKED RIVER, NJ 08731
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CRD#: 1972687
RP
Professional summary
Richard Edward Prozzo is a registered financial advisor currently at DAVIDSON WEALTH MANAGEMENT LLC located in Forked River, New Jersey and OSAIC WEALTH, INC. located in Forked River, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edward Prozzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2010 - Present
DAVIDSON WEALTH MANAGEMENT LLC
Office #1: 1041 West Lacey Road 2nd Floor, Forked River, NJ 08731RIA
CRD#: 153227
FORKED RIVER, NJ
Current
June 20, 1996 - Present
OSAIC WEALTH, INC.
Office #1: 1041 W Lacey Rd 2nd Floor, Forked River, NJ 08731RIA
BD
CRD#: 23131
FORKED RIVER, NJ
Past
October 23, 2002 - June 29, 2010
DAVIDSON ASSET MANAGMENT, INC.
RIA
CRD#: 109124
MANALAPAN, NJ
Past
August 22, 1989 - June 18, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAVIDSON WEALTH MANAGEMENT LLC
DAVIDSON WEALTH MANAGEMENT LLC
CRD#: 153227 / SEC#: 801-71216
RIA
Registered Investment Advisory firm - (3/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2017)
RR
Arizona(1/11/2010)
RR
California(1/11/2010)
RR
Colorado(1/11/2010)
RR
Connecticut(1/11/2010)
RR
Delaware(12/10/2001)
RR
District of Columbia(4/26/2022)
RR
Florida(2/10/1997)
RR
Georgia(1/11/2010)
RR
Illinois(8/24/2006)
RR
Indiana(1/11/2010)
RR
Iowa(6/27/2012)
RR
Kentucky(1/6/2026)
RR
Louisiana(8/11/2005)
IAR
Louisiana(8/11/2010)
RR
Maine(1/11/2010)
RR
Maryland(1/20/1997)
RR
Massachusetts(1/11/2010)
RR
Minnesota(1/11/2010)
RR
Mississippi(6/27/2012)
RR
Missouri(12/15/2025)
RR
Nevada(12/5/2019)
RR
New Hampshire(1/11/2010)
RR
New Jersey(6/20/1996)
IAR
New Jersey(4/7/2010)
RR
New Mexico(1/11/2010)
RR
New York(6/20/1996)
IAR
New York(3/29/2021)
RR
North Carolina(2/26/2009)
RR
Ohio(11/22/2010)
RR
Oregon(5/3/2018)
RR
Pennsylvania(6/20/1996)
RR
Puerto Rico(1/6/2026)
RR
South Carolina(1/11/2010)
RR
South Dakota(11/1/2018)
RR
Tennessee(10/12/2011)
RR
Texas(2/25/2009)
IAR
Texas(4/15/2010)
RR
Utah(12/15/2023)
RR
Vermont(1/11/2010)
RR
Virginia(8/2/2001)
RR
Washington(1/11/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAVIDSON WEALTH MANAGEMENT LLC
DAVIDSON WEALTH MANAGEMENT LLC
CRD#: 153227 / SEC#: 801-71216
RIA
Registered Investment Advisory firm - (3/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1041 West Lacey Road 2nd Floor, Forked River, NJ 08731
Mailing Address
Phone number
(732) 409-1060
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 635 |
| AUM (Assets Under Management) | $ 147,636,663 |
Red Flags
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Company Information
DAVIDSON WEALTH MANAGEMENT LLC
CRD#: 153227Forked River, NJ 08731TRUST BUT VERIFY
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Contact information
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