Steven E. Leichenger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Edward Leichenger was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - September 23, 2015
THE LEADERS GROUP, INC.
April 8, 2013 - August 12, 2013
NYLIFE SECURITIES LLC
June 29, 2004 - December 31, 2012
CENTAURUS FINANCIAL, INC.
June 29, 2004 - December 31, 2012
CENTAURUS FINANCIAL, INC.
November 30, 2001 - July 13, 2004
EQUITABLE ADVISORS, LLC
November 29, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 29, 1989 - July 13, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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