MM
Mark W. Millsap
FOUNDATION RESOURCE MANAGEMENT
LITTLE ROCK, AR 72201
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CRD#: 1972435
MM
Professional summary
Mark Wood Millsap, who also goes by Gregory Philip Hartz, is a registered financial advisor currently at FOUNDATION RESOURCE MANAGEMENT, INC. located in Little Rock, Arkansas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 1 firm and has passed the Series 63 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Philip Hartz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Wood Millsap's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2001 - Present
FOUNDATION RESOURCE MANAGEMENT, INC.
Office #1: 401 W. Capitol, Suite 503, Little Rock, AR 72201RIA
CRD#: 116359
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FR
FOUNDATION RESOURCE MANAGEMENT, INC.
FOUNDATION RESOURCE MANAGEMENT, INC.
CRD#: 116359 / SEC#: 801-60714
RIA
Registered Investment Advisory firm - (11/21/2001 Approved)Alabama
Registered Investment Advisory firm - (11/30/2001 Terminated)Arkansas
Registered Investment Advisory firm - (12/3/2001 Terminated)Louisiana
Registered Investment Advisory firm - (12/13/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/5/2002)
IAR
Arkansas(11/19/2001)
IAR
Louisiana(9/18/2008)
IAR
Texas(9/18/2008)
Exams
State Security Law Exam
Current Firm
FR
FOUNDATION RESOURCE MANAGEMENT, INC.
FOUNDATION RESOURCE MANAGEMENT, INC.
CRD#: 116359 / SEC#: 801-60714
RIA
Registered Investment Advisory firm - (11/21/2001 Approved)Alabama
Registered Investment Advisory firm - (11/30/2001 Terminated)Arkansas
Registered Investment Advisory firm - (12/3/2001 Terminated)Louisiana
Registered Investment Advisory firm - (12/13/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 W. Capitol, Suite 503, Little Rock, AR 72201
Mailing Address
Phone number
(501) 534-2675
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 918,374,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 12/06/2023 | ||
| 11/01/2022 |
Red Flags
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Company Information
FOUNDATION RESOURCE MANAGEMENT, INC.
CRD#: 116359Little Rock, AR 72201TRUST BUT VERIFY
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