Richard W. Kulaszewski
Professional summary
Richard Wayne Kulaszewski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Richard had worked at 5 firms, which includes J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, THE WELLINGTON GROUP INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - June 19, 2000
J.P. TURNER & COMPANY, L.L.C.
September 12, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
August 19, 1994 - October 14, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 29, 1992 - August 15, 1994
THE WELLINGTON GROUP, INC.
May 19, 1992 - November 2, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 3/31/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
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