Jeffrey W. Kernagis
Professional summary
Jeffrey William Kernagis, who also goes by Jeffrey Kernagis, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 10 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey William Kernagis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2022 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203January 1, 2010 - May 10, 2021
INVESCO ADVISERS, INC.
October 25, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
October 25, 2007 - May 10, 2021
INVESCO DISTRIBUTORS, INC.
October 20, 2005 - October 4, 2007
GUGGENHEIM INVESTMENTS
October 4, 2005 - October 4, 2007
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
March 4, 2004 - October 5, 2005
BALANCE SHEET SOLUTIONS LLC
September 12, 2000 - March 3, 2003
ABN AMRO INCORPORATED
April 13, 1999 - August 21, 2000
SDI CAPITAL MARKETS, INC.
April 13, 1993 - April 7, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 15
Date: 4/12/1993
Foreign Currency Options ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
