Bryan W. Bruce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Walker Bruce was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1993. Bryan had worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2013 - December 31, 2013
BENJAMIN & JEROLD BROKERAGE I, LLC
November 30, 2012 - April 12, 2013
NEXT FINANCIAL GROUP, INC.
January 6, 2010 - September 24, 2012
CURIAN CLEARING, LLC
February 9, 2007 - September 24, 2012
CURIAN CAPITAL, LLC
January 19, 2006 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 5, 2004 - December 20, 2005
GUARDIAN INVESTOR SERVICES LLC
December 4, 2003 - May 4, 2004
BANC ONE SECURITIES CORPORATION
November 13, 2001 - September 19, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 9, 1998 - June 12, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 18, 1995 - December 3, 1997
WM FUND SERVICES, INC.
March 1, 1995 - August 15, 1995
BOFA DISTRIBUTORS, INC.
December 10, 1993 - March 1, 1995
COLONIAL INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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