Sue E. Summers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sue Ellen Summers, CIMA® was a registered financial professional .
Sue is a previously registered financial professional and started their career in finance in 1990. Sue had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2018 - July 14, 2021
ROBUSTWEALTH, INC.
July 5, 2013 - February 16, 2018
TCADVISORS NETWORK INC.
July 24, 2012 - March 15, 2013
SIGNATOR FINANCIAL SERVICES, INC.
June 25, 2012 - March 15, 2013
SIGNATOR FINANCIAL SERVICES, INC.
December 1, 2009 - March 20, 2013
PURCELL ADVISORY SERVICES, LLC
July 7, 1998 - March 25, 2010
PORTFOLIO STRATEGIES INC
January 22, 1996 - December 31, 1997
CAPITAL BROKERAGE CORPORATION
September 8, 1992 - December 31, 1997
CAPITAL BROKERAGE CORPORATION
May 22, 1990 - September 30, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROBUSTWEALTH, INC.
CRD#: 269919 / SEC#: 801-110528
Contact information
Red Flags
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