Tracy L. Burkland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracy Lynn Burkland, who also goes by Tracy Lynn Preston, Tracy Lynn Walls, was a registered financial professional .
Tracy is a previously registered financial professional and started their career in finance in 1997. Tracy had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2011 - February 3, 2017
BFP SECURITIES, LLC
January 20, 2005 - April 21, 2010
AMERICAN GENERAL EQUITY SERVICES CORPORATION
January 6, 2004 - December 31, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
May 30, 2000 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
July 22, 1999 - February 4, 2000
CITIGROUP GLOBAL MARKETS INC.
October 21, 1997 - July 13, 1999
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BFP SECURITIES, LLC
CRD#: 44731 / SEC#: , 8-50798
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENEFIT FINANCE PARTNERS, LLC | OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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