David A. Deruff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Deruff was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - October 18, 2022
DBO PARTNERS LLC
April 12, 2011 - April 21, 2015
PRESIDIO MERCHANT PARTNERS LLC
March 10, 2008 - July 15, 2010
B. RILEY SECURITIES, INC.
July 23, 2002 - March 17, 2008
EAST PEAK ADVISORS, LLC
November 3, 2000 - January 25, 2001
CREDIT SUISSE SECURITIES (USA) LLC
July 28, 1999 - January 25, 2001
PERSHING LLC
October 1, 1997 - July 6, 1999
BANC OF AMERICA SECURITIES LLC
May 3, 1990 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DBO PARTNERS LLC
CRD#: 158951 / SEC#: , 8-68949
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
