Gw King

KING RETIREMENT SOLUTIONS

North Port, FL

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CRD#: 1971288

Professional summary

Gw King, who also goes by G W King, Gale Wilbur King, is a registered financial advisor currently at KING RETIREMENT SOLUTIONS, LLC located in North Port, Florida.

Gw is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gw has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

G W King | Gale Wilbur King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOLE PROPRIETOR GW KING; INVESTMENT RELATED; 4096 Dragon Street, North Port, FL 34288; LIFE INSURANCE BUSINESS; 07/1989; 80 HOURS PER MONTH DURING TRADING HOURS; LIFE ACCIDENT AND HEALTH INSURANCE SALES (2)Dancing Moon Travel; No; North Port, FL; Travel Agency; Travel Agent; 08/2025; 20/ HRS MO; 0/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gw King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

KING RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 299303

North Port, FL

Past

January 3, 2017 - December 31, 2018

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Delta, CO

Past

October 31, 2014 - December 31, 2018

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

Delta, CO

Past

February 23, 2001 - December 31, 2010

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

DELTA, CO

Past

June 20, 1997 - October 31, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

DELTA, CO

Past

August 15, 1994 - June 9, 1997

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

May 27, 1993 - August 30, 1994

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

July 18, 1989 - June 1, 1993

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/2/2019)

IAR

Florida
(9/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/1989

General Securities Principal Examination

Current Firm

KING RETIREMENT SOLUTIONS, LLC

KING RETIREMENT SOLUTIONS, LLC | KS RETIREMENT SOLUTIONS, LLC

CRD#: 299303 / SEC#:

Colorado

Registered Investment Advisory firm - (1/2/2019 Approved)

Florida

Registered Investment Advisory firm - (9/13/2021 Approved)

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Contact information

Main Address

North Port, FL

Mailing Address

Phone number

(970) 260-8781

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 1,886,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gw King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gw King's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

LOCUST STREET SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2015

Series 63

Date: 8/25/1989

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1989

Series 24

Date: 8/24/1989

Current Firm

KING RETIREMENT SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KING RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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