Christopher M. Perhacs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Perhacs, who also goes by Chris Perhacs, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2013 - September 10, 2015
HALEN CAPITAL
November 15, 2012 - March 19, 2013
CMS INVESTMENT RESOURCES, LLC
May 9, 2012 - December 15, 2012
CV BROKERAGE, INC
December 20, 2010 - January 27, 2012
GLOBAL WEALTH CONSULTANTS, LLC
March 1, 2006 - June 28, 2007
VALLEY FORGE INVESTMENT CONSULTANTS, INC.
January 30, 2006 - June 14, 2007
VFIC SECURITIES, INC.
January 12, 2000 - February 2, 2006
HORNOR, TOWNSEND & KENT, LLC
February 23, 1995 - January 12, 2000
SECURITY FINANCIAL NETWORK, LLC
July 28, 1989 - February 23, 1995
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HALEN CAPITAL
CRD#: 135966 / SEC#: 801-68773, 8-66959
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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