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Christopher Michael Perhacs

CRD# 1971163·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Perhacs, who also goes by Chris Perhacs, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1989 - 2015. Christopher had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Perhacs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

HALEN CAPITAL·CRD# 135966
BD
Clearwater, FL
October 11, 2013 - September 10, 2015
CMS INVESTMENT RESOURCES, LLC·CRD# 10102
BD
Wynnewood, PA
November 15, 2012 - March 19, 2013
CV BROKERAGE, INC·CRD# 462
BD
Williamstown, NJ
May 9, 2012 - December 15, 2012
GLOBAL WEALTH CONSULTANTS, LLC·CRD# 144221
RIA
Naples, FL
December 20, 2010 - January 27, 2012
VALLEY FORGE INVESTMENT CONSULTANTS, INC.·CRD# 123898
RIA
King Of Prussia, PA
March 1, 2006 - June 28, 2007
VFIC SECURITIES, INC.·CRD# 103160
BD
King Of Prussia, PA
January 30, 2006 - June 14, 2007
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
January 12, 2000 - February 2, 2006
SECURITY FINANCIAL NETWORK, LLC·CRD# 10825
BD
Phoenixville, PA
February 23, 1995 - January 12, 2000
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
July 28, 1989 - February 23, 1995

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Current Firm

HC
HALEN CAPITAL

ANDEREN CAPITAL | HALEN CAPITAL,INC | HALEN CAPITAL MANAGEMENT, INC. | HALEN CAPITAL MANAGEMENT INC. | HALEN CAPITAL | FASTRADE, INC. | ATLAS ADVISORY SERVICES

CRD#: 135966 / SEC#: 801-68773, 8-66959
BD
Terminated by SEC on 01/14/2017

Contact Information

Main Address

301 South Missouri Avenue 1st Floor, Clearwater, FL 33756

Established

Delaware since 08/05/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ATLASBANC HOLDINGS CORPOWNER—
CARTER, ANA ROUMENOVAFINOP4424794
RIDENHOUR, DAVID CRAIGEVP, CHIEF COMPLIANCE OFFICER2501972

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2012About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2005About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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