Steven W. Lundquist

CENTAURUS FINANCIAL

Springville, UT 84663

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CRD#: 1970958

Professional summary

Steven W Lundquist, who also goes by Steve Lundquist, Steven Walter Olaf Lundquist, Steven Walter Olef Lundquist, Steven W O Lundquist, Steven Wo Lundquist, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in Springville, Utah.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1990. Steven has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Lundquist | Steven Walter Olaf Lundquist | Steven Walter Olef Lundquist | Steven W O Lundquist | Steven Wo Lundquist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven W Lundquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2018 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 79 West 900 North Suite #d, Springville, UT 84663

RIA

CRD#: 30833

Springville, UT

Past

March 23, 2018 - January 7, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Orem, UT

Past

October 5, 2010 - April 20, 2018

CENTAURUS FINANCIAL, INC.

CRD#: 30833

OREM, UT

Past

February 28, 2008 - November 3, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

GIG HARBOR, WA

Past

November 1, 2007 - December 19, 2007

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

GIG HARBOR, WA

Past

April 13, 2006 - November 5, 2007

INVESTMENT MANAGEMENT CORPORATION

CRD#: 37196

BOUNTIFUL, UT

Past

February 27, 2006 - April 20, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

EVERETT, WA

Past

January 3, 2006 - February 27, 2006

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

September 2, 2003 - December 31, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

August 31, 2001 - September 2, 2003

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

December 2, 1999 - September 6, 2001

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

June 25, 1998 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

March 2, 1998 - June 8, 1998

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

November 2, 1995 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

June 22, 1990 - October 26, 1995

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/19/2018)

California
(12/19/2018)

Colorado
(12/19/2018)

Hawaii
(6/13/2019)

Idaho
(12/20/2018)

Nevada
(1/9/2019)

New Mexico
(12/19/2018)

Texas
(12/19/2018)

Utah
(12/20/2018)

Washington
(1/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven W. Lundquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven W Lundquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

CENTAURUS FINANCIAL, INC.

WOODBURY FINANCIAL SERVICES, INC.

PAULSON INVESTMENT COMPANY LLC

INVESTMENT MANAGEMENT CORPORATION

WELLS FARGO INVESTMENTS, LLC

KEY INVESTMENT SERVICES LLC

KEYBANC CAPITAL MARKETS INC.

PRO-INTEGRITY SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

SUNPOINT SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

PIPER SANDLER & CO.

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/1990

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1990

Series 24

Date: 5/19/2000

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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