Francis J. Conway

BESPOKE INVESTMENT GROUP

Harrison, NY 10528

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CRD#: 1970907

Professional summary

Francis Joseph Conway, who also goes by Francis Jay Conway, Francis Conway, Jay Conway, Francis J Conway, is a registered financial advisor currently at BESPOKE INVESTMENT GROUP, LLC located in Harrison, New York.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Francis has worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francis Jay Conway | Francis Conway | Jay Conway | Francis J Conway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Joseph Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2022 - Present

BESPOKE INVESTMENT GROUP, LLC

Office #1: 105 Calvert St., Suite 100, Harrison, NY 10528

RIA

CRD#: 144080

Harrison, NY

Past

June 4, 2010 - June 28, 2011

MORGAN STANLEY

RIA

CRD#: 149777

WESTPORT, CT

Past

March 30, 2010 - June 28, 2011

MORGAN STANLEY

CRD#: 149777

WESTPORT, CT

Past

August 6, 2008 - March 4, 2009

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

January 9, 2006 - January 25, 2007

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

Past

September 15, 2005 - January 11, 2006

HAPOALIM SECURITIES USA, INC.

CRD#: 266

FAIFIELD, CT

Past

April 30, 1999 - September 22, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

August 6, 1996 - March 30, 1999

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

May 7, 1993 - August 1, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 6, 1990 - March 5, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BESPOKE INVESTMENT GROUP, LLC

CRD#: 144080 / SEC#: 801-120306

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

New York

Registered Investment Advisory firm - (2/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/1/2022)

IAR

Texas
(7/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 9/18/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/5/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2004

General Securities Principal Examination

Current Firm

BESPOKE INVESTMENT GROUP, LLC

CRD#: 144080 / SEC#: 801-120306

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

New York

Registered Investment Advisory firm - (2/24/2021 Terminated)

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Contact information

Main Address

105 Calvert St., Suite 100, Harrison, NY 10528

Mailing Address

Phone number

(914) 315-1248

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BESPOKE FORM ADV PART 2 BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 77,354,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francis J. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Joseph Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

FIRST ALLIED SECURITIES, INC.

ACCESS SECURITIES, LLC

HAPOALIM SECURITIES USA, INC.

JEFFERIES LLC

GLEACHER & COMPANY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BESPOKE INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2022

Series 63

Date: 11/19/1990

Series 55

Date: 9/18/1999

Series 7

Date: 11/5/1990

Series 24

Date: 3/5/2004

Current Firm

BESPOKE INVESTMENT GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BESPOKE INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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